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XNAS 21 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for Fidus Investment Corp

The latest disclosure was made by Charles D. Hyman in Fidus Investment Corp where a trade of 2,000 Common Stock done at an average price of $9.8 was reported to US exchanges on March 13, 2020.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Charles D. Hyman None Purchase of securities on an exchange or from another person at price $ 9.84 per share. 13 Mar 2020 2,000 25,200 (0%) 0% 9.8 19,680 Common Stock
Shelby E. Sherard See Remarks Purchase of securities on an exchange or from another person at price $ 9.36 per share. 12 Mar 2020 5,000 31,660 (0%) 0% 9.4 46,800 Common Stock
Edward H. Ross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 9.31 per share. 12 Mar 2020 4,000 177,454 (0%) 0% 9.3 37,240 Common Stock
Edward X. Tune None Purchase of securities on an exchange or from another person at price $ 9.43 per share. 12 Mar 2020 3,000 6,000 (0%) 0% 9.4 28,290 Common Stock
Raymond L. Anstiss None Purchase of securities on an exchange or from another person at price $ 9.00 per share. 11 Mar 2020 1,500 10,500 (0%) 0% 9 13,500 Common Stock
Raymond L. Anstiss None Purchase of securities on an exchange or from another person at price $ 11.66 per share. 11 Mar 2020 6,150 11,396 (0%) 0% 11.7 71,709 Common Stock
Thomas C. Lauer Director, President Purchase of securities on an exchange or from another person at price $ 11.45 per share. 11 Mar 2020 2,000 81,599 (0%) 0% 11.5 22,900 Common Stock
Edward H. Ross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 11.81 per share. 10 Mar 2020 2,000 173,454 (0%) 0% 11.8 23,620 Common Stock
Thomas C. Lauer Director, President Purchase of securities on an exchange or from another person at price $ 12.40 per share. 09 Mar 2020 5,000 79,599 (0%) 0% 12.4 62,000 Common Stock
Shelby E. Sherard See Remarks Purchase of securities on an exchange or from another person at price $ 12.99 per share. 09 Mar 2020 3,850 24,560 (0%) 0% 13.0 50,012 Common Stock
Shelby E. Sherard See Remarks Purchase of securities on an exchange or from another person at price $ 11.99 per share. 09 Mar 2020 2,100 26,660 (0%) 0% 12.0 25,179 Common Stock
Shelby E. Sherard See Remarks Purchase of securities on an exchange or from another person at price $ 14.25 per share. 07 Aug 2019 1,750 20,710 (0%) 0% 14.3 24,938 Common Stock
Shelby E. Sherard See Remarks Purchase of securities on an exchange or from another person at price $ 14.40 per share. 07 Aug 2019 1,350 18,960 (0%) 0% 14.4 19,440 Common Stock
Raymond L. Anstiss None Purchase of securities on an exchange or from another person at price $ 14.65 per share. 06 Aug 2019 1,000 9,000 (0%) 0% 14.7 14,650 Common Stock
Raymond L. Anstiss None Purchase of securities on an exchange or from another person at price $ 15.93 per share. 03 Jun 2019 1,740 8,000 (0%) 0% 15.9 27,718 Common Stock
Raymond L. Anstiss None Purchase of securities on an exchange or from another person at price $ 15.97 per share. 03 Jun 2019 1,000 6,260 (0%) 0% 16.0 15,970 Common Stock
Raymond L. Anstiss None Purchase of securities on an exchange or from another person at price $ 15.99 per share. 13 May 2019 500 5,260 (0%) 0% 16.0 7,995 Common Stock
Raymond L. Anstiss None Purchase of securities on an exchange or from another person at price $ 16.00 per share. 13 May 2019 1,750 4,760 (0%) 0% 16 28,000 Common Stock
Shelby E. Sherard See Remarks Purchase of securities on an exchange or from another person at price $ 13.60 per share. 06 Dec 2018 3,675 17,610 (0%) 0% 13.6 49,980 Common Stock
Charles D. Hyman None Purchase of securities on an exchange or from another person at price $ 12.79 per share. 08 Mar 2018 1,500 23,200 (0%) 0% 12.8 19,192 Common Stock
Thomas C. Lauer Director, President Purchase of securities on an exchange or from another person at price $ 12.80 per share. 08 Mar 2018 4,000 74,599 (0%) 0% 12.8 51,200 Common Stock
Shelby E. Sherard See Remarks Purchase of securities on an exchange or from another person at price $ 12.75 per share. 08 Mar 2018 2,186 13,935 (0%) 0% 12.8 27,872 Common Stock
Shelby E. Sherard See Remarks Purchase of securities on an exchange or from another person at price $ 12.75 per share. 08 Mar 2018 1,314 11,749 (0%) 0% 12.8 16,754 Common Stock
Edward H. Ross Director, See Remarks Purchase of securities on an exchange or from another person at price $ 13.18 per share. 07 Mar 2018 3,500 171,454 (0%) 0% 13.2 46,130 Common Stock
Shelby E. Sherard See Remarks Purchase of securities on an exchange or from another person at price $ 13.10 per share. 07 Mar 2018 7,000 10,435 (0%) 0% 13.1 91,700 Common Stock
Thomas C. Lauer None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Aug 2015 100 70,599 - - Common Stock
Shelby E. Sherard Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Aug 2015 3,435 3,435 - - Common Stock
Charles D. Hyman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Dec 2014 1,700 21,700 - - Common Stock
Thomas C. Lauer None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Dec 2014 1,500 70,499 - - Common Stock
John A. Mazzarino None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2014 3,658 10,000 - - Common Stock
John A. Mazzarino None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2014 5,600 6,342 - - Common Stock
John A. Mazzarino None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Nov 2014 742 742 - - Common Stock
Charles D. Hyman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 May 2014 2,000 20,000 - - Common Stock
Cary L. Schaefer CFO, CCO & Secretary Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Aug 2013 2,110 25,755 - - Common Stock
Thomas C. Lauer None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2012 1,202 68,999 - - Common Stock
Edward H. Ross Director, Chairman of the Board and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Nov 2012 2,000 167,954 - - Common Stock
Cary L. Schaefer CFO, CCO & Secretary Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Nov 2012 2,000 22,695 - - Common Stock
Charles D. Hyman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Aug 2012 1,495 18,000 - - Common Stock
Raymond L. Anstiss None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 May 2012 1,250 2,000 - - Common Stock
Raymond L. Anstiss None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 May 2012 1,500 3,010 - - Common Stock
Raymond L. Anstiss None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 May 2012 1,800 5,133 - - Common Stock
Raymond L. Anstiss None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 May 2012 1,250 2,000 - - Common Stock
Thomas C. Lauer None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Mar 2012 1,500 67,797 - - Common Stock
Edward H. Ross Director, Chairman of the Board and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Mar 2012 2,000 161,504 - - Common Stock
Cary L. Schaefer CFO, CCO & Secretary Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Mar 2012 1,500 20,294 - - Common Stock
Charles D. Hyman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Mar 2012 1,500 16,505 - - Common Stock
Edward H. Ross Director, Chairman of the Board and CEO 31 Dec 2011 100 159,504 - - Common Stock
Charles D. Hyman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Nov 2011 2,000 15,005 - - Common Stock
Edward H. Ross Director, Chairman of the Board and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2011 1,800 157,971 - - Common Stock
Edward H. Ross Director, Chairman of the Board and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2011 200 156,171 - - Common Stock
Thomas C. Lauer None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2011 500 66,297 - - Common Stock
Thomas C. Lauer None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Nov 2011 632 65,797 - - Common Stock
Raymond L. Anstiss None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2011 1,000 1,510 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
View All The Insider Trades disclosures